What the Outcome of BlackRock’s Petition Could Portend for the SEC’s Stance on Pay to Play The Hedge Fund Law Report By Michael Washburn https://www.hflawreport.com/r/46c4c1c23d26aa670eac5dcb3c12fd65/q/61c912df3d7fe26eefddd19de396a502 BlackRock has petitioned the SEC for an exemption from the prohibition against its collection of fees from Ohio-based “government entity” clients, following a violation of the so-called “pay to play” […]
About Adam Friedman
This author has yet to write their bio.Meanwhile lets just say that we are proud Adam Friedman contributed a whooping 9 entries.
Entries by Adam Friedman
Norm Champ, former director of the division of investment management at the US Securities and Exchange Commission, said he is not surprised to see Galvin’s office taking a stand given the absence of clarity at the federal level. “I’m not smart enough to know where this is all going to end up, but I would […]
Here’s what WealthManagement.com had to say about my book, which was placed at #3: #3. Going Public: My Adventures Inside the SEC and How to Prevent the Next Devastating Crisis Norm Champ McGraw-Hill Compared to the toothless and hapless Securities and Exchange Commission described by Norm Champ’s Going Public, the Justice Department described in The […]
Norm quoted in Pensions & Investments
#12 Excellent company with a lot of good writers and interesting books.
Op-ed by Norm Champ published in The Hill – February 13, 2017
Op-Ed by Norm Champ published in the Wall Street Journal – June 28, 2016
Yesterday the Wall Street Journal launched a new product called WSJ Pro Financial Regulation devoted to covering all of the activity in this space. WSJ reporter Andrew Ackerman had one of the first pieces on the new service discussing how the SEC’s current complement of three Commissioners could lead to paralysis at the agency. Agency action […]
About Norm Champ
Norm Champ is the former Director of the Division of Investment Management at the U.S. Securities and Exchange Commission (SEC). He joined Kirkland & Ellis LLP Investment Funds Group as a partner in February 2016. Mr. Champ is also a lecturer on investment management at Harvard Law School. He coined the term Compliance Calculus, a methodology financial services firms can use when developing their compliance programs. Before joining the SEC in 2010, Mr. Champ was Executive Vice President and General Counsel of Chilton Investment Company, an investment adviser to long/short equity hedge funds and managed accounts. Mr. Champ has an A.B., summa cum laude, in History from Princeton University and a J.D., cum laude, from Harvard Law School. He was a Fulbright Scholar at King’s College London where he received his M.A. in War Studies. Prior to joining Chilton in 1999, Mr. Champ was with the law firm of Davis Polk & Wardwell. Read More